S

SAAC see Securities Analysts Association of China
SAC see Securities Association of China, The
SAFE see State Administration of Foreign Exchange【Mainland China】
SBLA see securities borrowing and lending agreement
SCCLR see Standing Committee on Company Law Reform
SCEFI see Steering Committee on the Enhancement of Financial Infrastructure, The
SCORE see Stock Options Reference Educator
SCP see Self Clearing Participant
SDNet see Securities and Derivatives Communication Network
SEAQ see Stock Exchange Automated Quotations System【UK】
SEAQI see Stock Exchange Automated Quotations System for International Equities【UK】
SEATS see Stock Exchange Alternative Trading Service【UK】
SEC see Securities and Exchange Commission【US】
SEHK see Stock Exchange of Hong Kong Limited, The
SEIS see Stock Exchange Information Services Limited
SEOCH see SEHK Options Clearing House Limited, The
SESDAQ see Stock Exchange of Singapore Dealing and Automated Quotation System
SFC see Securities and Futures Commission, The
SGX see Singapore Exchange
SI see settlement instruction
SIB see Securities and Investment Board【UK】
SMARTS see Securities Market Automated Research, Training & Surveillance System
SMFP see share margin finance provider
SOES see Small Order Entry System/Small Order Execution System【US】
SPDR see Standard & Poor's Depository Receipt
SRN see Shareholder Reference Number
SSAP see Statement of Standard Accounting Practice
STAQS see Securities Trading Automated Quotation System【Mainland China】
SWIFT see Society for Worldwide Interbank Financial Telecommunications
S&P/HKEx Composite 标准普尔/香港交易所综合指数
S&P/HKEx GEM 标准普尔/香港交易所创业板指数
S&P/HKEx LargeCap 标准普尔/香港交易所大型股指数
S&P/HKEx MidCap 25 标准普尔/香港交易所中型股25指数
S&P/HKEx SmallCap 50 标准普尔/香港交易所小型股50指数
sales representative 营业代表
sales revenue 销售收入
salvage value 残值
same day exercise 同日行使
samurai bond 武士债券
scalable 提高运作的能力
scalping 老鼠仓活动；食价
scheme of arrangement 协议安排；协议计划
screen 荧幕；屏幕*
scrip dividend 以股代息
scrip fee 股票登记费；登记过户费
scrip issue 发行红股
scripless trading 无纸化交易
seasoned securities 优质证券
second board 第二板；第二板市场
second liner; second line stock 二线股
second market 第二板；第二板市场
secondary listing 第二上市
secondary market 交易市场；二级市场
Secretary for Economic Development and Labour 经济发展及劳工局局长
Secretary for Financial Services and the Treasury 财经事务及库务局局长
secured debts 抵押债项
Securities (Clearing Houses) Ordinance 《证券（结算所）条例》
Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules 《证券（交易商、投资顾问、合伙及代表）规则》
Securities (Disclosure of Interests) Notification History Reports 《证券（披露权益）具报纪录》
Securities (Disclosure of Interests) Notification Summaries【publication】 《证券（披露权益）具报摘要》【刊物】
Securities (Disclosure of Interests) Ordinance 《证券（披露权益）条例》
Securities (Insider Dealing) Ordinance 《证券（内幕交易）条例》
Securities (Margin Financing) (Amendment) Ordinance 2000 《2000年证券（保证金融资）（修订）条例》
Securities (Stock Lending) Rules 《证券（证券借出）规则》
Securities Analysts Association of China (SAAC) 中国证券业协会证券分析师专业委员会
Securities and Derivatives Communication Network (SDNet) 证券及衍生工具团体网络
Securities and Exchange Commission (SEC)【US】 证券交易委员会【美国】
Securities and Futures (Clearing Houses) Ordinance 《证券及期货（结算所）条例》
Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2003 《2003年证券及期货（合约限量及须申报的持仓量）（修订）规则》
Securities and Futures (Disclosure of Interests - Exclusions) Regulation 《证券及期货（披露权益－免除 ）规例》
Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules 《证券及期货（披露权益－证券借贷）规则》
Securities and Futures (Price Stabilising) Rules 　 《证券及期货（稳定价格）规则》
Securities and Futures (Professional Investor) Rules 《证券及期货（专业投资者）规则》
Securities and Futures (Recognized Counterparty) Rules 《证券及期货（认可对手方 ）规则》
Securities and Futures (Short Selling Exemption and Stock Lending) Rules 《证券及期货（卖空豁免及证券借出 ）规则》
Securities and Futures (Stock Market Listing) Rules 《证券及期货（在证券市场上市 ）规则》
Securities and Futures (Transfer of Functions - Stock Exchange Company) Order 《证券及期货（转移职能予联交所 ）令》
Securities and Futures Appeals Panel 证券及期货事务上诉委员会
Securities and Futures Appeals Panel (Fee) Order 《证券及期货事务上诉委员会（费用）令》
Securities and Futures Appeals Panel Proceedings Rules 《证券及期货事务上诉委员会程序规则》
Securities and Futures Appeals Tribunal 证券及期货事务上诉审裁处
Securities and Futures Commission, The (SFC) 证券及期货事务监察委员会（证监会）
Securities and Futures Commission 【Taiwan】 证券暨期货管理委员会【台湾】
Securities and Futures Commission (Annual Returns) Rules 《证券及期货事务监察委员会（周年报表）规则》
Securities and Futures Commission (Transfer of Functions) Order 《证券及期货事务监察委员会（职能移交）令》
Securities and Futures Commission (Fees) Rules 《证券及期货事务监察委员会（费用）规则》
Securities and Futures Commission (Levy) (Futures Contracts) Order 《证券及期货事务监察委员会（征费）（期货合约）令》
Securities and Futures Commission (Levy) (Securities) (Amendment) Order 《证券及期货事务监察委员会（征费）（证券）（修订）令》
Securities and Futures Commission (Levy) Rules 《证券及期货事务监察委员会（征费）规则》
Securities and Futures Commission Ordinance 《证券及期货事务监察委员会条例》
Securities and Futures Intermediaries Activities Surveys【SFC】 《证券及期货中介机构业务调查》【证监会】
Securities and Futures Market Development Working Group 　 证券期货市场发展工作小组
Securities and Futures Ordinance 《证券及期货条例》
Securities and Investment Board (SIB)【UK】 证券及投资管理局【英国】
Securities Association of China, The (SAC) 中国证券业协会
securities borrowing and lending agreement (SBLA) 证券借贷协议书
Securities Brokers Course 证券经纪课程
Securities Brokers Examination 证券经纪考试
securities collateral 证券抵押品
Securities Compensation Fund Committee【SFC】 证券赔偿基金委员会【证监会】
securities lender 证券借出人
securities margin financier 证券保证金融资人
Securities Market Automated Research, Training & Surveillance System (SMARTS) 证券市场数据研究、培训及监察自动化系统
Securities Market Herald 【publication】 《证券市场导报》
Securities Offering Issues sub-group 　 证券发售事宜工作小组
Securities Trading Automated Quotation System (STAQS)【Mainland China】 证券交易自动报价系统【中国内地】
Securities Training Programme 证券业培训课程
securities-on-hold mechanism 冻结股份机制
securitisation 证券化
security 抵押品；担保物
security arrangement 抵押安排；保障安排
security interest 担保权益
"see-through" price 透视价
segregated trust account 独立信托户口
segregation of securities 证券隔分
SEHK Enquiry Hotline 联交所信息服务热线
SEHK Monthly Bulletin 《香港联合交易所月刊》
SEHK Options Clearing House Limited, The (SEOCH) 香港联合交易所期权结算所有限公司（联交所期权结算所）
selective marketing basis 选择性销售方式
Self Clearing Participant (SCP) 自行结算参与者
self-clearing 自行结算
self-regulatory organisation; self-regulating organisation 自律监管机构
sell order 卖盘；沽盘
sensitivity analysis 敏感度分析
SEOCH collateral 联交所期权结算所抵押品
SEOCH Participant 联交所期权结算所参与者
separate listing 独立上市
Serial Month Hibor Futures 三个月拆息利率期货
series margin value 系列按金价值
set off 抵销
Settled Position Report【CCASS】 已交收数额报告【中央结算系统】
settlement backlog 交收积压
settlement bank 交收银行
settlement cap 交收上限
settlement date 交收日
settlement instruction (SI) 交收指示
Settlement Instruction Batch Upload【CCASS】 交收指示整批传送【中央结算系统】
settlement instruction transaction 「交收指示」交易
settlement period 交收期
Settlement Report【CCASS】 交收报告【中央结算系统】
settlement risk 交收风险
SFC (HKEC Listing) Appeals Committee 证监会（香港交易所上市）上诉委员会
SFC (HKEC Listing) Committee 证监会（香港交易所上市）委员会
SFC (HKEC Listing) Executive 证监会（香港交易所上市）执行人员
SFC Alert 《证监快讯》
SFC Code on MPF Products 《证监会强积金产品守则》
SFC Dual Filing Advisory Group 　 证监会双重存档事宜顾问小组
SFC Enforcement Reporter 《证监会执法月报》
shadow director 影子董事
Shanghai Securities Central Clearing and Registration Corporation 上海证券中央登记结算公司
Shanghai Stock Exchange 上海证券交易所
share capital 股本
share entitlements 股份权益
share exchange 以股换股
share margin finance provider (SMFP) 证券按贷财务提供者
share margin financing 证券保证金融资；股票按贷财务
share option 购股权；股份认购权；认股权；认股期权
share register 股东名册
share registrar 股票过户登记处；过户处
share repurchase 购回股份；股份购回
share scheme 股份计划
shareholder loan 股东贷款
Shareholders Group【SFC】 股东权益小组【证监会】
shareholding 股权
shareware 共享软件
shelf registration facility【US】 暂搁注册；缓行注册【美国】
Shenzhen Securities Clearing Company Limited 深圳证券结算有限公司
Shenzhen Securities Registration Company Limited 深圳证券登记有限公司
Shenzhen Stock Exchange 深圳证券交易所
short call position 认购期权空仓
short interest 卖空股份总额
short options contract 期权短仓合约
short position 淡仓；空仓；空头*
short put 认沽期权空仓
short seller 卖空卖方
short selling 卖空；沽空；抛空
Short Selling Pilot Scheme 股份卖空试验计划
short squeeze 挟仓
short term borrowings 短期举债；短期借贷
short-dated securities 短期证券
short-term money 短期资金
SI Activity Report【CCASS】 交收指示活动报告【中央结算系统】
SI Batch File Service 整批输入交收指示
SI Status Report【CCASS】 交收指示状况报告【中央结算系统】
SI transaction 交收指示的交易
significant shareholder【GEM】 高持股量股东【创业板】
simulation system 仿真系统
Singapore Exchange (SGX) 新加坡交易所
single price auction system 单一价格竞价市场
single share derivative warrant 单一种股份的衍生权证
sinking fund 偿债基金
Sino-foreign equity joint venture 中外合资企业
slow trading 交投呆滞
small cap stock 细价股
Small Order Entry System / Small Order Execution System (SOES)【US】 细盘撮合系统【美国】
Small Order First-In-First-Out 细额先到先得
smart card 聪明卡；醒目卡；灵巧卡
snapshot 瞬像；瞬态；「定镜」处理
Society for Worldwide Interbank Financial Telecommunications (SWIFT) 环球银行财务电信协会
soft commission 软佣金；非金钱佣金
soft currency 软货币；弱势货币
soft landing 软着陆
soft-dollar benefits 非金钱利益
sole proprietor 独资经营者
source code 源指令码
sovereign debt 外债
sovereign risk 主权风险
Special Levy 特别征费
special limit order 特别限价盘
Special Treasury【Mainland China】 特种国债；特别国债【中国内地】
Special Treatment【Mainland China】 特别处理股【中国内地】
specialised bank 专业银行*
Specialist System【US】 「特许证券商」制度【美国】
speed bump 停市措施
spin-off 分拆；分拆上市
split 股份拆细
sponsor 保荐人
sponsoring broker 保荐经纪
Sponsor's Declaration 《保荐人声明》
spot market 现货市场
spot month 现货月
spot price 现货价
spread 价位；差价
spread【options】 跨价/跨期式组合【期权】
spread margin 复式按金
spread of holders 持股人的分布情况
spread of sector 行业覆盖层面
spread option 复式期权
spread order 复式盘
spread table 价位表
spread trading 跨期买卖；跨价买卖
squeeze 挟仓
stagflation 滞胀
staggering maturities 交错到期组合
stamp duty 印花税
Stamp Duty Ordinance 《印花税条例》
Standard & Poor's Depository Receipt (SPDR) 标准普尔500综合指数预托证券
Standard & Poor's Rating 标准普尔评级
standard accounting practice 标准会计准则
standard contract 标准合约
standard deviation 标准差
standard deviation of daily return 每日回报标准差
standard registration service 标准登记服务
Standing Committee on Company Law Reform (SCCLR) 公司法改革常务委员会
standstill agreement 暂缓还款协议
standstill return 股价不动时回报
State Administration of Foreign Exchange (SAFE)【Mainland China】 国家外汇管理局【中国内地】
State Bureau for Industrial and Commercial Administration【Mainland China】 国家工商局【中国内地】
State Council Securities Committee【Mainland China】 国务院证券委员会（证券委）【中国内地】
State Economic and Trade Commission【Mainland China】 国家经济贸易委员会（国家经贸委）【中国内地】
state share【Mainland China】 国家股；国有股【中国内地】
State Statistics Bureau【Mainland China】 国家统计局【中国内地】
State Taxation Bureau【Mainland China】 国家税务局【中国内地】
statement of "non-owner movement in equity" 非所有者权益变动表
statement of account 户口结单
statement of adjustments 调整表；调整声明
Statement of Standard Accounting Practice (SSAP) 《会计实务准则》
Statement of Stock Movement【CCASS】 股份转移报告【中央结算系统】
State-owned Assets Supervision and Administration Commission 国有资产监督管理委员会
state-owned enterprise【Mainland China】 国营企业【中国内地】
static information 静态信息
Status Report on Issuers' Delay in Releasing Results Announcement 有关发行人延迟公布业绩之报告
statutory public welfare fund【Mainland China】 法定公益金【中国内地】
statutory reserve 法定储备
statutory surplus reserve【Mainland China】 法定公积金【中国内地】
Steering Committee on Organisational Review【SEHK】 组织架构检讨指导委员会【联交所】
Steering Committee on the Enhancement of Financial Infrastructure, The (SCEFI) 金融基础设施督导委员会
stock borrowing and lending 股票借贷
stock borrowing and lending position information page【Teletext】 股票借贷数额资料页【大利市】
stock clearing fee 股份结算费
stock code 股份代号；证券代号
stock conversion 股份收纳
stock custody fee 股份托管费
stock deposit fee 股份存放费
Stock Deposit Form 股份存入表格
Stock Exchange Alternative Trading System (SEATS)【UK】 交易所另项交易系统【英国】
Stock Exchange Automated Quotations System (SEAQ)【UK】 交易所自动报价系统【英国】
Stock Exchange Automated Quotations System for International Equities (SEAQI)【UK】 交易所国际自动报价系统【英国】
Stock Exchange Information Services Limited (SEIS) 香港联合交易所信息服务有限公司
Stock Exchange of Hong Kong Limited, The (SEHK) 香港联合交易所有限公司（联交所）
Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ) 新加坡证券交易所交易及自动报价系统
Stock Exchange Trading Right 联交所交易权
Stock Exchanges Unification Ordinance 《证券交易所合并条例》
stock futures 股票期货
stock lender 股票出借人；贷股人
Stock Lender Participant【CCASS Participant】 　 贷股人参与者【中央结算系统参与者】
Stock Lending Account【clearing】 股票贷出户口【结算】
Stock Market History Project 证券市场历史研究计划
Stock Market Information Donation Programme 股市资料捐赠计划
stock option 股票期权
Stock Options Reference Educator (SCORE) 股票期权参考教育站
stock page【Teletext】 股份页【大利市机】
stock pledgee 股票承押人；股份承押人
Stock Pledgee Participant 【CCASS Participants】 股份承押人参与者【中央结算系统参与者】
stock return 股票归还
Stock Segregated Account with Statement Service【CCASS】 附寄结单服务的股份独立户口【中央结算系统】
stock settlement fee 股份交收费
stock split 股份拆细
stock withdrawal fee 股份提取费
Stockbrokers' Association of Hong Kong (1891) 香港股票经纪会（1891年）
stop limit order 止蚀限价盘
stop order; stop-loss order 止蚀盘
straddle【options】 马鞍式组合【期权】
straight bond 普通债券
straight-through processing 直通式交易程序
straightline method of depreciation 直线折旧法
strangle【options】 勒束式组合【期权】
"street name" share certificate 「街名」股票；待转名股份
strike price【options】 行使价；敲价【期权】
strong dollar 强势美元
sub-commission 回扣/回抽佣金；倒扣
sub-index 分类指数
sub-ledger 分类账
subordinated loan 附属贷款；后偿贷款
subscription 认购
subscription warrant (vs derivative warrant) 股本权证（相对于衍生权证）
subsidiary 附属公司
substantial shareholder 大股东；主要股东
sub-underwriter 分包销商
summary financial report 财务摘要报告
summary offence 轻微违纪事件/行为
supervisor【Mainland China】 监事【中国内地】
supervisory committee【Mainland China】 监事会【中国内地】
supplemental/supplementary listing document 补充/增补上市文件
supranational entity 超国家机构
surplus reserve 盈余储备
suspended trading; suspension 停牌
suspense account 暂记账
swap 掉期
Swiss Commodities, Futures and Options Association 瑞士商品、期货及期权协会
syndicated credit 银团融资
syndicated lending 银团贷款
syndicated loan 银团贷款
synthetic long call 合成认购期权长仓
synthetic option 合成期权
synthetics 合成工具
system access right 系统联通权
System Access Right Fee【options】 系统联通权收费【期权】
system closure 系统终止
system integrator 系统整合商
system parameter 系统参数
system sizing 制订系统规模
systematic risk 系统性风险